Series 65: Sales Charge

Taken from our Series 65 Online Guide

Sales Charge

Sales charges must be reasonable in terms of the services rendered. Under federal law, a sales load must not exceed 9% of the sum of the annual premiums that the insured would be expected to pay during the lesser of (1) her anticipated life expectancy or (2) 20 years.

+ Read More

More Series 65 Info

What are people saying?

Create an Account

Since you're reading about Series 65: Sales Charge, you might also be interested in:

Series 99 - 3.4.3.1 Annual Certification of Compliance and Supervisory Processes

Series 3 - 7.3.2.6. Transfer of Customer Accounts

Series 7 - 14.1.1 Customer Identification Verification

Series 63 - 4.4.1.3.1 Order Tickets

Series 82 - Six-Year Records

SIE - Commissions and Fees

Series 53 - 6.3.1.3. Securities Records

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I passed the 63 and 65 the practice questions are much more difficult than the actual exam. I would recommend this program to anyone who needs to be challenged and wants to pass the first time out.

David Lewis, Northwestern Mutual, New York, NY

Thanks to you I passed the Series 65 exam on my first try. I appreciated your materials and online test bank.

Jeff

Special thanks to Solomon for ensuring I pass the 65! Trust in the material and you will pass. I bought multiple resources and by far, Solomon was the best. Thanks again.

Paige Robino, Fisher Investments, Plano, TX

Passed the 65 with an 80% and the 6 with an 87%. Passed both of them on the first try. I give the credit to Solomon. I've had a lot of my friends try other vendors but they were glad to take my advice and switch to Solomon. This course helps you understand the concepts so you can think out the uniquely crafted questions the actual tests ask. Thanks so much.

Gerald Barnes, Client One, Peoria, AZ

My name is Michael Urbanski, CPA and I was able to pass the Series 65 exam on my first attempt. For me, I like to study from all the credible resources I can find. Using exam simulators and exposing yourself to as many sample exam questions helps to learn how an exam is written. I would recommend using these materials to help YOU pass the exams you chose to sit for.

Michael Urbanski, CPA Toledo, OH

I had my licenses but I let them lapse after I sold my firm. Now we're starting a new firm and I needed a refresher and studied your book and used the exam simulator. I passed the Series 65 and your materials were a big help. Now I am back for the Series 7 and I want your book, audio book and exam simulator. Thanks for an excellent product.

Jason Luquire Pawleys Island, SC