Series 65: Collateral Trust Bonds

Taken from our Series 65 Online Guide

Collateral Trust Bonds

Collateral trusts are secured by financial assets, such as stocks and bonds. They are issued by companies that have few hard assets but significant amounts of securities. The indenture usually requires that the market value of the collateral securities always be greater than the face value of the bonds by a specified margin. Should it fall below this minimum, the issuer must provide more collateral to the trust.

+ Read More

More Series 65 Info

What are people saying?

Create an Account

Since you're reading about Series 65: Collateral Trust Bonds, you might also be interested in:

Series 52 - 2.7.2.2. Transitioning Between Issues

Series 79 - EBITDAR

Series 26 - Suitability Account Records

Series 26 - Chapter 3 Practice Questions

Series 7 - 3.5.2.1.2. Additional Bonds Covenant

Series 51 - Suitability Obligations

Series 7 - 14.3.3 Trading Authority

Series 24 - Review Quiz

Series 24 - Customer Identification Verification

Series 65 - After-Tax Return

Series 66 - 6.7.1. Cash Accounts

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

The audio book was fantastic, and I passed the Series 65 on my first attempt. Thank you!

Steve O'Dell, Merrill Lynch, Westchester, NY

At Phillips & Co., my job was to hire entry level applicants who could successfully pass the Series 65 and Series 7 examinations in three months and do it the FIRST TIME. After trying Kaplan/Dearborn, STC, and even the Series 7 for Dummies, 85% of our applicants were still having a hard time passing.

One day while expressing my frustration to a colleague, he recommended I look up First Books' Exam Prep. I could tell immediately that this was a unique approach worth the investment. Since we implemented Exam Prep with new recruits our pass rate shot up to well over 90%.

If you or your employees want to pass your exam the first time without falling asleep while studying, I highly recommend you give their training program a try!

Kary Youman, Phillips & Co. Portland, Oregon

Great study materials. The program provided the information needed to successfully pass the Series 65. Thanks Solomon!

Bryan Acuto, Trust Advisory Group, Woburn, MA

I passed the Series 65 with a 92% thanks to the Solomon practice exams. The questions on the practice exams were very similar to what I actually encountered on the actual exam, and the ability to take unlimited practice exams really built my knowledge and confidence. I highly recommend this product to anyone studying for the Series 65.

Neal Thompson, Denver, CO, Series 65

I passed the Series 65 exam on my first attempt. Your practice exams really helped. Thanks again.

Colin Tucker, Little Rock, AR

I am delighted to be able to tell you that I passed my Series 65 exam on my first attempt earlier today. Although I am an experienced adviser my work has previously all been in the UK and servicing UK Expats so have had no previous experience in the US or its regulatory framework. My only resource was the Solomon Exam Prep module for Series 65. It had everything I needed including prompt (super quick) responses to queries from real people. Even on a Sunday which I find incredible. A big thank you to you and the whole staff; I have recommended you to a number of people and will continue to do so; worth every penny.

Jonathan Brookes, Hoxton Capital, Austin TX