Series 65: Issuance Of Preferred Stock

Taken from our Series 65 Online Guide

Issuance of Preferred Stock

Companies generally issue preferred stock when the sale of bonds or common stock is not feasible. For example, a company seeking to acquire the assets of another company in a merger may issue preferred stock to use in exchange for the other company’s assets so

+ Read More

More Series 65 Info

What are people saying?

Create an Account

Since you're reading about Series 65: Issuance Of Preferred Stock, you might also be interested in:

Series 52 - 6.2.3. After-Tax Yield

SIE - Types of Yields

Series 54 - 3.3.2. G-20 Recordkeeping Requirements

Series 65 - Bearish Patterns

Series 66 - 9.4.17 Anti-Money Laundering

Series 50 - Variable-Rate Demand Obligations (VRDOs)

Series 24 - 5.8.7.1.1. Different Types of Settlement Dates

Series 65 - Sidebar

Series 66 - Stock Splits

Series 54 - Chapter One Practice Questions

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Passed my Series 65 on the first try! Solomon really has everything you need to pass. I followed the recommended schedule and took a ton of practice tests. This gave me a ton of confidence and it paid off!

Andrea Rivera, ForUsAll. Salt Lake City, UT

Just wanted you to know, I passed the Series 65 exam on the first attempt. Your book was easy and enjoyable to read, all of the important information was very well explained. But I found your online quizzes and exams extremely helpful in getting the material entrenched in my memory. I was very comfortable with the format and wording of the questions on the actual exam after drilling with your online program. Thank you for enabling me to move to the next level of my career.

Robert Rosenbaum, Sarasota, FL

I am delighted to be able to tell you that I passed my Series 65 exam on my first attempt earlier today. Although I am an experienced adviser my work has previously all been in the UK and servicing UK Expats so have had no previous experience in the US or its regulatory framework. My only resource was the Solomon Exam Prep module for Series 65. It had everything I needed including prompt (super quick) responses to queries from real people. Even on a Sunday which I find incredible. A big thank you to you and the whole staff; I have recommended you to a number of people and will continue to do so; worth every penny.

Jonathan Brookes, Hoxton Capital, Austin TX

Very good material and well planned to help you pass the first time (Series 65). The audio tape structure is easy to listen to along with the reading material. Clear and to the point. Nothing dry about your material. Thank you. Highly recommend.

Carlos Acosta, GoldBox Wealth, San Antonio, TX

I wanted to add my testimonial to the long list of successful test-takers. Passed my Series 65 today on the first try! The materials were well written and made the concepts easier to understand (especially to someone with no background in finance like myself). I was a big fan of the audio format as I have a long drive back and forth to work (other test prep providers did not have this option). The test simulators were also a huge help. Thanks to the folks at Solomon Prep!

Ralph Marshall, High Speed Alliance, Wilmington DE

Awesome customer service and material. Will definitely be a returning customer

Michael, MM Financial Planning. New York, NY