Series 66: Termination Of An IAR

Taken from our Series 66 Online Guide

Termination of an IAR

Because investment adviser representatives work for an investment adviser as an employee or associate, they tend to come and go more frequently than actual investment advisers. That’s not hard to imagine, since professionals are constantly being hired and fired from firms, as well as changing jobs or switching firms for their own reasons.

When an IAR

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Passed the Series 66 today! This program really helped me succeed. The pie charts helped me focus on where I needed to put in more work.

Stephen Rice, Edward jones. Prairie Village, KS

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