Series 63: Termination Of A Securities Registration

Taken from our Series 63 Online Guide

Termination of a Securities Registration

As previously mentioned, a securities registration is effective for one year from its effective date (or potentially longer, if a non-exempt offering lasts for more than a year). A securities registration may not be withdrawn within one year of its effective date. After that period, it may be withdr

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Earlier this month I passed the Series 6 using the book and then for the Series 63, I read the book first (like always) and after that I was practicing all the time in your web page (about ten times by chapter, in order to master it). I studied the 63 in about 2 weeks and let me tell you that your website and the immediate feedback helped me a lot (I got an 85 in my test). Thank you very much!

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Matthew Bristow, Managing Director, ClearRidge Capital, Tulsa, Oklahoma

I passed! Thanks to your materials, they really did help. I scored a 78% which is actually above the simulated exams I took. I think my highest score on the simulated exams was a 75%. I have used a competitor's materials for all previous exams I've taken successfully, however, for the 63 specifically, I found your materials to cover different topics that the competitor missed (or perhaps I missed while reviewing their materials). Thank you so much for the support and the great product. I will definitely pass your site onto friends going through the licensing process. Thanks again!

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