Series 63: Registration Of Securities

Taken from our Series 63 Online Guide

Registration of Securities

Just like investment advisers, agents, and the other professionals discussed so far, securities must be registered with the state securities administrator and a registration fee must be paid. And as with these other parties, securities are potentially exemp

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Since you're reading about Series 63: Registration Of Securities, you might also be interested in:

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Stick to the plan and pass! 4 times in a row, 7, 63, 24 and now 79. You can't beat the Solomon materials.

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Earlier this month I passed the Series 6 using the book and then for the Series 63, I read the book first (like always) and after that I was practicing all the time in your web page (about ten times by chapter, in order to master it). I studied the 63 in about 2 weeks and let me tell you that your website and the immediate feedback helped me a lot (I got an 85 in my test). Thank you very much!

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I passed the 82 and 63 within a few months coming from no financial background. The exam simulator is fantastic and has a large pool of questions.

Taylor Hawks, Maraboyina Capital. Dallas, TX

Your study guides and exam simulator are great tools. I passed the Series 63 exam with an 80%.

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