Series 28: Rules For Good Delivery

Taken from our Series 28 Online Guide

Rules for Good Delivery

When delivering securities, sellers must follow the Uniform Practice Code’s rules of good delivery. Good delivery means that a security is in proper contractual and regulatory readiness for the transfer of title. For example, a mutilated security does not constitute a good

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I took this Series 28 today and passed on my first try! I think the practice exams helped a ton, though in general, I would say the actual test seemed (at least to me), more difficult than the practice exams. Either way, couldn't have done it without the Solomon Exam Prep.

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