Series 28: Rules For Good Delivery

Taken from our Series 28 Online Guide

Rules for Good Delivery

When delivering securities, sellers must follow the Uniform Practice Code’s rules of good delivery. Good delivery means that a security is in proper contractual and regulatory readiness for the transfer of title. For example, a mutilated security does not constitute a good

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Nikita Brown, BMI. Atlanta, GA

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Nikita Brown, BMI. Atlanta, GA

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