Series 28: Regulation FD

Taken from our Series 28 Online Guide

Regulation FD

On the same day in August 2000 that Rule 10b5-2 was passed, the SEC adopted Regulation Fair Disclosure (Regulation FD). Regulation FD attempts to curb the selective disclosure of material, nonpublic information by issuers. Selective disclosure not only degrades investor confidence in the integrity of the market, but it leads corporate managers, who may be currying favor with certain analyst

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I took this Series 28 today and passed on my first try! I think the practice exams helped a ton, though in general, I would say the actual test seemed (at least to me), more difficult than the practice exams. Either way, couldn't have done it without the Solomon Exam Prep.

Gayle Espinosa. Los Angeles, CA

I wanted to let you know I passed my Series 28 today!! Thanks for great prep materials. I have been working really long hours at my job and it was a challenge finding the time to study. The video lectures proved to be a big help. I’m glad that exam is over!!!

Nikita Brown, BMI. Atlanta, GA

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Nikita Brown, BMI. Atlanta, GA

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