Series 28: Use Of Manipulative, Deceptive, Or Other Fraudulent Devices

Taken from our Series 28 Online Guide

Use of Manipulative, Deceptive, or Other Fraudulent Devices

It is unlawful for any broker-dealer to engage in or encourage any securities transaction by means of any manipulative, deceptive, or other fraudulent device. The SEC and FINRA have used this br

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I took this Series 28 today and passed on my first try! I think the practice exams helped a ton, though in general, I would say the actual test seemed (at least to me), more difficult than the practice exams. Either way, couldn't have done it without the Solomon Exam Prep.

Gayle Espinosa. Los Angeles, CA

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Nikita Brown, BMI. Atlanta, GA

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