Series 28: Executive Representative Contact Information

Taken from our Series 28 Online Guide

Executive Representative Contact Information

Member firms must identify and file the name of their executive representative and all required contact information electronically with FINRA. An executive representative is certified to act and vote for the member firm i

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I wanted to let you know I passed my Series 28 today!! Thanks for great prep materials. I have been working really long hours at my job and it was a challenge finding the time to study. The video lectures proved to be a big help. I’m glad that exam is over!!!

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