Series 28: Fingerprint Card

Taken from our Series 28 Online Guide

Fingerprint Card

Every officer or employee of a member firm who sells, handles, or processes securities, or who supervises those who do, must be fingerprinted as part of the registration process. Fingerprint cards may be filed electronically or by hard copy obtained through the Gateway Call Center. They must accompany every Form U4.

+ Read More

More Series 28 Info

What are people saying?

Create an Account

Since you're reading about Series 28: Fingerprint Card, you might also be interested in:

Series 65 - Advisory Accounts

Series 79 - A.1.2. Categories of Financial Markets

Series 52 - Exercise

Series 24 - Insider Beneficial Ownership Reports: Forms 3, 4, and 5

Series 79 - 11.2.12.3. The Confidential Information Memorandum

Series 66 - 529 College Savings Plans

Series 14 - 6.1. Underwriting Process and Requirements for Public Offerings

Series 66 - Equipment Trust Certificates (ETCs)

Series 53 - Associated Persons Registration

Series 22 - Internal Inspections

Series 66 - Exercise

Series 65 - 5.2.5 Non-Financial Investment Considerations

Series 24 - 1.1.1.5. Withdrawal of Registration

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

I took this Series 28 today and passed on my first try! I think the practice exams helped a ton, though in general, I would say the actual test seemed (at least to me), more difficult than the practice exams. Either way, couldn't have done it without the Solomon Exam Prep.

Gayle Espinosa. Los Angeles, CA

I wanted to let you know I passed my Series 28 today!! Thanks for great prep materials. I have been working really long hours at my job and it was a challenge finding the time to study. The video lectures proved to be a big help. I’m glad that exam is over!!!

Nikita Brown, BMI. Atlanta, GA

Used a different exam prep for my first 2 tries and failed miserably. Picked up the Solomon Series 6 full study package and passed my third attempt. The audio book and video lectures really made the difference. Thank you!

Rachel R, Ritter Insurance Agency, Huntington Beach, CA

Passed the SIE on my first attempt! Read the Kaplan study book and didn’t feel prepared enough to pass the exam. Stumbled upon Solomon exam prep and am so thankful I did. The exam simulator with the detailed answers did so much more to help me prepare. Went into the exam confident and passed. I’ll be back for the Series 7!

John N, Indianapolis IN

Used Solomon for my second & third time. First time I used a different company & day of test, I had no idea what I was reading. Second time, I bought Solomon a little too close to my test date, failed but had a higher score. Third Time, used strictly Solomon & passed! Cant thank Solomon enough, will recommend to everyone!

Ashley F, Citi. New York, NY