Series 28: Business Plan

Taken from our Series 28 Online Guide

Business Plan

Attached to the NMA must be a business plan. This plan must document the applicant’s present and future financial position and provide a marketing plan, a description of its organizational structure, its present and future sources of capital, and the technologies to be employed.

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I took this Series 28 today and passed on my first try! I think the practice exams helped a ton, though in general, I would say the actual test seemed (at least to me), more difficult than the practice exams. Either way, couldn't have done it without the Solomon Exam Prep.

Gayle Espinosa. Los Angeles, CA

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