Series 28: Maintaining A Credit Account And FINRA Rule 4210

Taken from our Series 28 Online Guide

Maintaining a Credit Account and FINRA Rule 4210

If Regulation T specifies the minimum initial margin for new securities transactions, FINRA has authority to set the minimum maintenance margin for existing accounts. Regulatory authorities such as FINRA also may set higher initial margin requirements where they feel it is appropriate. FINRA’s margin requirements are established in FINRA Rule 4210.

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Nikita Brown, BMI. Atlanta, GA

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Nikita Brown, BMI. Atlanta, GA

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