Series 28: Cash Account

Taken from our Series 28 Online Guide

Cash Account

In a cash account, all transactions must be paid in full with cash or securities within four business days of the trade date. A cash account does not allow debit balances beyond this time for the purpose of buying or selling securities, and it cannot be used for short sales. Failure to make full payment may result in freezing the cash account, requiring that additional purchases be fully pai

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I wanted to let you know I passed my Series 28 today!! Thanks for great prep materials. I have been working really long hours at my job and it was a challenge finding the time to study. The video lectures proved to be a big help. I’m glad that exam is over!!!

Nikita Brown, BMI. Atlanta, GA

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Nikita Brown, BMI. Atlanta, GA

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