Series 28: Margin Deficiency

Taken from our Series 28 Online Guide

Margin Deficiency

All transactions made in a single day must be combined to determine whether additional margin is required. Additional margin is required whenever the day’s transactions create or increase a margin deficiency. The amount of additional

+ Read More

More Series 28 Info

What are people saying?

Create an Account

Since you're reading about Series 28: Margin Deficiency, you might also be interested in:

Series 6 - 5.3.1.1. Non-Traditional ETFs

Series 24 - Notification

Series 79 - Systemic Risk

Series 26 - Becoming a Registered Employee

Series 14 - 5.2.4.4.1. Disclosure Requirements

Series 24 - 3.5.5.8. Fund Name Rule

SIE - 8.6.1. Anti–Money Laundering

Series 50 - Due Dates for Rebate Payments

Series 54 - Independent Registered Municipal Advisor (IRMA) Exemption

Series 24 - 3.11.11. Public Appearances

Series 65 - 8.7.4. Federal vs. State Registration for IAs

Series 63 - Agent—Definition

Series 53 - Municipal Branch Offices

Series 22 - 1.1.3.4. Dissolution and Liquidation

Series 66 - 4.2.4.2. Balance Sheet

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I took this Series 28 today and passed on my first try! I think the practice exams helped a ton, though in general, I would say the actual test seemed (at least to me), more difficult than the practice exams. Either way, couldn't have done it without the Solomon Exam Prep.

Gayle Espinosa. Los Angeles, CA

I wanted to let you know I passed my Series 28 today!! Thanks for great prep materials. I have been working really long hours at my job and it was a challenge finding the time to study. The video lectures proved to be a big help. I’m glad that exam is over!!!

Nikita Brown, BMI. Atlanta, GA

Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

The vocabulary on the test was slightly different, (they used the word tendered a lot) and so navigating the different financial vocabulary was a minor challenge. That being said, I felt comfortable in my knowledge and was able to break down and understand a large majority of the exam because of Solomon Exam Prep. I passed and felt confident!
I am so happy with Solomon! So far, I've passed the SIE and Series 7 exam because I used their program to study. I am currently using their program to study for the Series 66 now. The practice exams are invaluable and are the best way to learn! I would give 10/5 stars.

Abbigayle Hanoch, LPL Financial. Ventura, CA

Solomon is the BEST!!! Passed the Series 7 on the first try. The lessons are videos and lessons are good. The practice exams are EXCELLENT. Focus on options and muni's. Load up on practice exams and you will be fine. Thank you Solomon!!!

Brandon Collins, Benchmark. Memphis, TN

Just passed the Series 26! As a new mom, I relied heavily on the Audiobooks and being able to read or test on my iPad whenever I could. The material was accurate and I felt well-prepared after following the suggested study schedule.

Usha Sharma, Transamerica, West Covina, CA