Series 28: Segregation Of Customer Accounts

Taken from our Series 28 Online Guide

Segregation of Customer Accounts

In addition to making sure that broker-dealers keep customers’ securities in their possession and control, broker-dealers must also keep cust

Since you're reading about Series 28: Segregation Of Customer Accounts, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 28
Please Enable Javascript
to view this content!