Series 28: Activities Requirement

Taken from our Series 28 Online Guide

Activities Requirement

Broker-dealers may engage in a wide spectrum of securities activities, or they may specialize in one activity or a few. They may keep custody of their customers’

Since you're reading about Series 28: Activities Requirement, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 28
Please Enable Javascript
to view this content!