Series 28: Non-Marketable Securities

Taken from our Series 28 Online Guide

Non-Marketable Securities

Haircuts are 100% of market value for securities that have no ready market or that cannot be publicly offered or sold because of contractual arrangements or regulatory restrictions.

SEC Rule 15c3-1(c)(2)(vii)

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I wanted to let you know I passed my Series 28 today!! Thanks for great prep materials. I have been working really long hours at my job and it was a challenge finding the time to study. The video lectures proved to be a big help. I’m glad that exam is over!!!

Nikita Brown, BMI. Atlanta, GA

Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

I took this Series 28 today and passed on my first try! I think the practice exams helped a ton, though in general, I would say the actual test seemed (at least to me), more difficult than the practice exams. Either way, couldn't have done it without the Solomon Exam Prep.

Gayle Espinosa. Los Angeles, CA

I initially studied using a different exam prep course (The Securities Institute of America). I waited until I consistently passed the practice exams with a score over 90% before I took the actual exam and unfortunately I failed the exam on my first attempt. I discovered and purchased the Solomon Exam Prep and immediately noticed the studying material was more in depth. I waited until my practice exam score was consistently over 85% and I went to take the actual exam and passed. Thank you so much!! (Series 3)

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I would recommend this program to anyone that has to take the Series 6 or any test offered by this company. Taking the practice exams and quizzes for each function over and over was key for me. Great program!!!

Alcide Wiltz IV, Allstate Insurance Company, Pensacola, FL

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Maria Raspa, Merrill Lynch, Wellesley Hills, MA