Series 28: Nonconvertible Debt Securities

Taken from our Series 28 Online Guide

Nonconvertible Debt Securities

The haircut deduction from the market value of the greater of the long or short position in each of the categories ranges from one to three percentage points higher than Treasury securities for nonconvertible debt that has these characteristics:

• A fixed interest rate and a fixed maturity date
• Not traded flat or in default as to principal or interest
• Has only a minimal amount of credit risk

+ Read More

More Series 28 Info

What are people saying?

Create an Account

Since you're reading about Series 28: Nonconvertible Debt Securities, you might also be interested in:

Series 66 - 7.6. The Uniform Securities Act

Series 6 - 5.1.3.2. Mutual Fund Shares (A, B, and C Shares)

Series 7 - 8.2.8. Loans During the Accumulation Phase

Series 14 - 7.2.4.1.3. Required Number of Principals and Roles Requiring a Designated Principal

Series 53 - Supervising New Customer Accounts

Series 66 - 3.1.6. Measuring Mutual Fund Performance Against Benchmarks

Series 24 - Preservation of Other Records

Series 54 - Attorney Exclusion

Series 24 - Underwriting Compensation

Series 26 - SEC/FTC Red Flags Rule

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I took this Series 28 today and passed on my first try! I think the practice exams helped a ton, though in general, I would say the actual test seemed (at least to me), more difficult than the practice exams. Either way, couldn't have done it without the Solomon Exam Prep.

Gayle Espinosa. Los Angeles, CA

Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

I wanted to let you know I passed my Series 28 today!! Thanks for great prep materials. I have been working really long hours at my job and it was a challenge finding the time to study. The video lectures proved to be a big help. I’m glad that exam is over!!!

Nikita Brown, BMI. Atlanta, GA

Solomon's study materials and practice exam helped prepare me quickly and made me confident going into the SIE exam. I'm happy to have used their services and highly recommend their products for the SIE exam.

Kevin Ramani. Boston, MA

Thank you so much and special thanks to the product you put out!! I did not know about Solomon a year ago when I took the Series 7 and I used another company's material. I did not pass the 7 first time and I was extremely nervous about the 66. However your product was wonderful and thanks to you guys I passed the 66 on my first try!!! Can't thank you enough!!!

Maria Raspa, Merrill Lynch, Wellesley Hills, MA

Solomon has been the gold standard for our team for studying and passing! The information was presented clearly and everyday language. I did take the series 6 twice, due to testing anxiety, but I passed the 6 with 73%. I took my 63 one month later, and passed with 82% !!

Ciarra DiPiazza, CB Financial Services, Tacoma, WA