Series 28: Common Stock And Other Equity Securities

Taken from our Series 28 Online Guide

Common Stock and Other Equity Securities

For common stock, warrants, American Depository Receipts (ADRs), and other equity securities, the haircut is 15% of the market value of the greater of the long or short positions. In addition, if the market value of the lesser position exceeds 25% of the market value of the greater position, the deduction on the am

+ Read More

More Series 28 Info

What are people saying?

Create an Account

Since you're reading about Series 28: Common Stock And Other Equity Securities, you might also be interested in:

Series 24 - ACES Pass-Through System

Series 50 - Other Example Questions

Series 7 - 3.3.1.2 Competitive Bid Authorization (GO Bonds)

Series 50 - Quasi-Governmental Agencies

Series 24 - 3.7.8. Cash Settlement and Delivery of Securities

Series 65 - Investment Company Act of 1940

Series 28 - Computation of Interest

Series 65 - 6.4.2 Alternative Plans for Educational Savings

Series 24 - 2.5.4.2. Pool of Arbitrators

Series 53 - Advertisements (MSRB Rule G-21)

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I took this Series 28 today and passed on my first try! I think the practice exams helped a ton, though in general, I would say the actual test seemed (at least to me), more difficult than the practice exams. Either way, couldn't have done it without the Solomon Exam Prep.

Gayle Espinosa. Los Angeles, CA

Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

I wanted to let you know I passed my Series 28 today!! Thanks for great prep materials. I have been working really long hours at my job and it was a challenge finding the time to study. The video lectures proved to be a big help. I’m glad that exam is over!!!

Nikita Brown, BMI. Atlanta, GA

I began the process of studying for the Series 65 in October of 2013. I studied with two other exam prep companies. The result, a 70% each time.

Then, I bought Solomon’s Exam Prep 65. As I did with the other two, I went step by step, and when it said I was ready I sat for the exam! Boom! 80%, passing all four sections at once! So if you’re surfing the internet right now wondering who to go with….STOP….Solomon’s is the right choice for today’s professional to get the licensing you need done the first time, not the third!

Shad Johnson, The Mueller Companies, Canon City, CO

I passed first try! Three hours and forty-five minutes might seem like a long time, but it flew by. The Solomon Exam Prep conditioned me very well. Utilizing the chapter quizzes and practice exams really helped apply my learning, and also helped with time management. (Series 7)

Ryan Thibault, PNC Investments. Lakewood, OH.

I passed the 82 and 63 within a few months coming from no financial background. The exam simulator is fantastic and has a large pool of questions.

Taylor Hawks, Maraboyina Capital. Dallas, TX