Series 27: Chain Of Command

Taken from our Series 27 Online Guide

Chain of Command

Every branch office is required to designate at least one General Representative or General Principal with the supervisory authority and responsibility over the activities of that office and any non-branch locations in its jurisdiction. In addition, an appropriately register

+ Read More

More Series 27 Info

What are people saying?

Create an Account

Since you're reading about Series 27: Chain Of Command, you might also be interested in:

Series 26 - Legal Reporting Requirements

Series 24 - 3.1.5.1. Privacy Notice—Regulation S-P

Series 65 - 6.1.1.2.1 Taxation of U.S. Treasuries and Municipal Securities

Series 7 - 2.12.4. TIPS

Series 50 - Ban on Business

Series 79 - Identification of Prospective Investors

Series 53 - Principal Requirements

Series 50 - Temporary Periods

Series 54 - Duty of Loyalty

Series 82 - Calculating Capital Gains and Losses

Series 14 - 7.3.5.3. FINRA Licensing Examination Waivers

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I passed my 27 and I can't thank you enough for the preparation materials, most importantly the Final Exams. I studied for weeks for this test and buckled down the last two weeks of 6 hour study days. It's a great feeling and I couldn't have done it without you!!!

Amanda Whitney, Great Nation Investment Corporation, Amarillo, TX

Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

I just took and passed the Series 51 in one attempt. The Solomon materials were excellent. The Solomon simulated tests were very beneficial and were very similar to the actual 51 test. Thanks to Solomon I was well prepared to succeed. When I was taking the actual 51 exam, I did not encounter any surprises that I was not prepared for. Solomon seems to have it very well covered. My method for success? I read the book chapter by chapter, taking the chapter practice tests along the way. I saved the questions I missed for review later. I then went through the book a second time using the same method. After reviewing the questions I had missed on the smaller exams, I started taking the timed simulation for the test. Again, I reviewed the questions I got wrong, making sure I understood the reason for getting it wrong and what the right answer should be. I did this review of missed questions every time I took the simulated exam. I took the simulated exam five or six times, getting scores in the low 80s. This method prepared me to take the real test which I passed on my first attempt. I highly recommend both Solomon and this study method for taking the 51. Good luck all future test takers!!!!

Jason Smith, Primerica, Duluth, GA

I loved using Solomon Exam Prep. I used Solomon for 1 month and passed my Series 65 exam. I had previously used Kaplan and failed the same exam. I feel as if Solomon provided significantly better Exam prep and technology in a more concise manner than any other system I have used. Thank you for such a great service.

Mackenzie Abbate Knights of Columbus Slidell, Louisiana

I originally started studying for the series 24 with Test Teachers... After being frustrated with confusing material, out of date information, contradicting questions/answer/study guides, I bought Solomon's practice exams... After one test, two things became clear: I was grossly unprepared for the exam The material, though difficult, didn't have to be taught in such a confusing manner.I passed the 24 on the fist time because of the quality of the practice exams from Solomon. Thank you! Putting it another way...If you are using anyone else to study, you owe it to yourself and your efforts to buy the practice exams from Solomon to get a true judge of your studying efforts.

Will, Bainbridge Island, WA

Your test simulator was invaluable. I took 1500 test questions before the real exam (Series 6). Scored an 89, thanks to your product.

Jesse Welch, New York Life, Arvada, CO