Series 27: Fees And Assessments

Taken from our Series 27 Online Guide

Fees and Assessments

In addition to annual dues, member firms pay an annual fee to FINRA based on their number of registered branch offices and their number of registered representatives and principals. Firms also pay an annual assessment on their gross income from securities transactions.

FINRA Bylaws, Schedule A

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Amanda Whitney, Great Nation Investment Corporation, Amarillo, TX

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