Series 27: New Member Agreement (Form NMA)

Taken from our Series 27 Online Guide

New Member Agreement (Form NMA)

Form NMA begins by asking the applicant to identify its ownership and organizational structure (from Form BD), all its intended business activities, how transactions will be settled and cleared, and its communications and operations systems. The applicant must identify every associated person in the firm, their responsibilities, and their disciplinary history, as we

+ Read More

More Series 27 Info

What are people saying?

Create an Account

Since you're reading about Series 27: New Member Agreement (Form NMA), you might also be interested in:

Series 65 - 7.3.5. After-Tax Return

Series 53 - Ex Legal Deliveries

Series 50 - Yield to Call

Series 66 - Termination of an IAR

Series 52 - 5.1.5.1. Net Overall Debt Per Capita

Series 7 - 9.4.2.7 Accumulation/Distribution Indicator

SIE - 1.3.2.7. Preemptive Rights

Series 6 - 6.1.1. Equity-Indexed Annuities

Series 79 - Filing

Series 26 - Other Registration Forms

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

I passed my 27 and I can't thank you enough for the preparation materials, most importantly the Final Exams. I studied for weeks for this test and buckled down the last two weeks of 6 hour study days. It's a great feeling and I couldn't have done it without you!!!

Amanda Whitney, Great Nation Investment Corporation, Amarillo, TX

Solomon Exam Prep was very thorough and prepared me not only for the SIE, but the practice questions were so in-depth I now feel prepared for the Series-7 top-off as well.

Steven Laesser, Raymond James, Saint Petersburg, FL

Thank you Solomon! I passed the Series 65 today on the 1st attempt. Same result as on the Series 63 I passed last year. The Solomon video lectures and exam simulator was awesome. It not only helped pass the test but helped me really understand all the material.

Gary Kilanowski. Scottsdale, AZ

Thanks! I am thrilled. I took the Series 7 three years ago and have been putting off the Series 63 after I failed the first time. I used your book and iPhone app. I am recommending your materials to everyone in my office that needs to take the 63 in the near future. Of course you can use my email as a testimonial. Everything that people have said on the testimonials is 100% correct. The way the materials are written makes it much less of a chore to read and comprehend. Thanks for the follow up email!

Julia Smith, RBC Wealth Management

I passed the Series 63 after using the study materials from Solomon. The practice exam and quizzes were the most amount of help. How the questions are asked really makes a difference. It gets your mind ready for how the exam will phrase the questions. Highly recommend this to anyone taking the Series 6 and/or 63. Great material! Will be returning for the Series 7 in the future.

Joseph DeLoach, WoodmenLife, Eatonton, GA