Series 27: Close-Out Requirements

Taken from our Series 27 Online Guide

Close-Out Requirements

Rule 204 states that broker-dealers must deliver the securities for their long or short sales on the settlement date. If a fail to deliver occurs, then it must “close out” its fail

+ Read More

More Series 27 Info

What are people saying?

Create an Account

Since you're reading about Series 27: Close-Out Requirements, you might also be interested in:

Series 54 - 2.2.2.6. Suitability of Recommendations Requirement

Series 79 - Form S-4

Series 26 - Chapter 4 Practice Questions

Series 50 - Government-Sponsored Enterprises (GSEs)

Series 79 - Chapter 1 Practice Question Answers

Series 66 - 9.1.2 Delivery of the Prospectus

Series 14 - 2.8.4. Front Running

Series 24 - 4.3.1.2. S-4 Registration

Series 26 - Chapter Four

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

I passed my 27 and I can't thank you enough for the preparation materials, most importantly the Final Exams. I studied for weeks for this test and buckled down the last two weeks of 6 hour study days. It's a great feeling and I couldn't have done it without you!!!

Amanda Whitney, Great Nation Investment Corporation, Amarillo, TX

I loved the online testing for the Series 51! I felt like the questions were trickier so it really prepared me for the real exam.

Katrina Jackson, Cambridge Investment Research, Fairfield, IA

I passed the Series 7 with an 86 percent! Solomon's exam prep material is the best. I highly recommend the online study guide and exam simulator.

Kim, Las Vegas, Nevada

I would heartily recommend Solomon for anyone studying for the Series 3. The materials are comprehensive, the bank of questions vast and the responsiveness to questions incredibly impressive and detailed. I passed first time and that in no small part is down to Solomon.

David Woolfenden Totem London

Awesome customer service and material. Will definitely be a returning customer

Michael, MM Financial Planning. New York, NY