Series 27: FINRA Authority To Raise Margin

Taken from our Series 27 Online Guide

FINRA Authority to Raise Margin

FINRA has the option to prescribe higher initial and maintenance margin requirements for customer accounts whenever it determines that market conditions warrant.

+ Read More

More Series 27 Info

What are people saying?

Create an Account

Since you're reading about Series 27: FINRA Authority To Raise Margin, you might also be interested in:

Series 7 - 15.3.3.2.3 Rule 204—Close-Out Requirements

Series 66 - Risk Modification Techniques

Series 66 - Administrative Stop Orders

Series 82 - 1.1.4. Offshore Securities Offerings: Regulation S

Series 50 - Final Official Statement (FOS)

Series 79 - 10.2. Intrastate Offerings: Rules 147 and 147A

Series 63 - A Last Word Before You Start...

Series 66 - Mutual Fund Manager Tenure

Series 50 - Chapter Four

Series 66 - Other Provisions

Series 51 - The 529 Plan

Series 65 - Capital Appreciation vs. Income Management

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I passed my 27 and I can't thank you enough for the preparation materials, most importantly the Final Exams. I studied for weeks for this test and buckled down the last two weeks of 6 hour study days. It's a great feeling and I couldn't have done it without you!!!

Amanda Whitney, Great Nation Investment Corporation, Amarillo, TX

Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

I studied for both the SIE and the Series 99 with Solomon. Both texts more than prepared me for the exam. The practice questions in particular were extremely helpful and were even a bit more challenging than the actual exams. After reading and annotating both textbooks twice and taking each quiz multiple times to the point that I received high scores on each, I was confident taking the exam. Although there were a few questions here and there on the exams that seemed to be outside the scope of the material and had some differently worded questions, the quiz questions were quite in line with the actual exam. I passed both exams my first try. I highly recommend Solomon study material.

Eric Cunningham PNC Pittsburgh, PA

I used Solomon to study for the 26 and most recently the 24. The material is layered in way that makes it manageable to digest and the instructor response time and explanations are outstanding. I passed both on the first attempt!

Gus Velleco, Allstate, Charleston, SC

Thank you Solomon! I passed the Series 65 today on the 1st attempt. Same result as on the Series 63 I passed last year. The Solomon video lectures and exam simulator was awesome. It not only helped pass the test but helped me really understand all the material.

Gary Kilanowski. Scottsdale, AZ

Solomon Exam Prep prepared me well with a large variety of questions on the practice exams. I was able to pass my SIE on my first attempt, onto the Series 7!

Andrew Johnson, First State Investment Services. Worthington, MN