Series 27: Foreign Securities Exception

Taken from our Series 27 Online Guide

Foreign Securities Exception

With regard to foreign securities, broker-dealers may lend them for any purpose lawful in the country in which they are to be used. If they are to be used in the U.S., they must be used for the purposes described above.

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Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

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Amanda Whitney, Great Nation Investment Corporation, Amarillo, TX

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