Series 27: Withdrawal Of Equity Capital

Taken from our Series 27 Online Guide

Withdrawal of Equity Capital

Broker-dealers may not withdraw more than $500,000 of the firm’s equity capital during a 30-day period without notifying the SEC. This includes advances or loans to employees, partners, stockholders, and affiliates of the fir

+ Read More

More Series 27 Info

What are people saying?

Create an Account

Since you're reading about Series 27: Withdrawal Of Equity Capital, you might also be interested in:

Series 52 - 9.2.10. Closing a Secondary Market Trading Account

Series 24 - 2.7.6.1.4. Changes in Account Name or Designation

Series 53 - Written Supervisory Procedures

Series 65 - Taxation of Annuities

Series 14 - 6.1.2.1. Follow-On Offering

Series 7 - 6.1.5. Prohibited Mutual Fund Practices

Series 3 - Exercise

Series 50 - Additional Bonds Covenant

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

I passed my 27 and I can't thank you enough for the preparation materials, most importantly the Final Exams. I studied for weeks for this test and buckled down the last two weeks of 6 hour study days. It's a great feeling and I couldn't have done it without you!!!

Amanda Whitney, Great Nation Investment Corporation, Amarillo, TX

I am so happy to say that took my Series 65 Exam and passed on my first attempt! All thanks must go to Solomon Exam Prep and its materials. I read the Study Guide cover to cover 3 times, took notes and took what felt like endless practice quizzes, but I must say that I found the practice questions more difficult than the actual exam! I cannot recommend Solomon Exam Prep enough!

Kevin Blanchard, Meche and Associates. Breaux Bridge, LA

I never really had to study in high school or college, so I was especially nervous to take this exam after hearing from colleges how difficult the Series 6 was. This program gave step-by-step instructions on how to study which ultimately led to me passing on my first try with an 81.

Ambria Smith, PFM Fund Distributors, Harrisburg, PA

Fantastic study materials. The practice test questions were close to the exam questions and I was not surprised when I took my exam. I would recommend Solomon to anyone studying for their 6.

Wendy Clark, MetLife, Charlotte, NC

The audio book was fantastic, and I passed the Series 65 on my first attempt. Thank you!

Steve O'Dell, Merrill Lynch, Westchester, NY