Series 27: Under-Margined Accounts

Taken from our Series 27 Online Guide

Under-Margined Accounts

Broker-dealers must deduct as a haircut the unpaid amount that customers need to deposit into their margin accounts to meet maintenance margin requirements. This is money the customers have not yet added to their

+ Read More

More Series 27 Info

What are people saying?

Create an Account

Since you're reading about Series 27: Under-Margined Accounts, you might also be interested in:

Series 24 - Chapter Two

Series 24 - Types of Equity Securities

Series 53 - Rule G-12—Uniform Practice Rules

Series 3 - 3.4.2.2. Cattle Feeding Spread

Series 66 - Portfolio Management Styles and Strategies

Series 82 - 1.2. Conduct Rules

Series 51 - Supervisory Responsibilities

Series 53 - 2.5.5.4. De Minimis Exception

Series 24 - 2.2.2.3. Restrictions on the Sharing of Accounts with Customers

Series 7 - 17.6.1 National Market System

Series 24 - 1.2.8. Form U5 and Termination of Service

Series 26 - Delivery vs. Payment

Series 7 - 16.1.2. Defined Contribution Plans

Series 66 - Exercise

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

I passed my 27 and I can't thank you enough for the preparation materials, most importantly the Final Exams. I studied for weeks for this test and buckled down the last two weeks of 6 hour study days. It's a great feeling and I couldn't have done it without you!!!

Amanda Whitney, Great Nation Investment Corporation, Amarillo, TX

Just finished the Series 82 in just over an hour. Got an 86%. Your preparation and support was instrumental!! Thanks SO MUCH!!!

Ariel Shlien, Montreal, Canada

I passed my SIE. I was using Kaplan and it was not working out as well. I did study the book, did the simulated exams about 15 times and quizzes at least 5 times each before taking the exam. The testimonials here helped me follow a strategy and I stayed focused on passing. Solomon exam prep material really prepares you for the exam, I passed on Aug 21 2021 after using other competitive materials to no success. Thank you Solomon Exam Prep.

Omo Vanwie, Morgan Stanley. Columbus, OH

Solomon Exam Prep was very thorough and prepared me not only for the SIE, but the practice questions were so in-depth I now feel prepared for the Series-7 top-off as well.

Steven Laesser, Raymond James, Saint Petersburg, FL

For the Series 6 exam, I used the Solomon 4-week study schedule. I really didn't do anything special, I just stuck to the study schedule each day. I used the app on my phone quite a bit for convenience.

The Solomon Live Class was timed perfectly one week prior to my exam, so it turned out to be somewhat of a review session, which is what I had hoped it would be. The concepts covered in the Live Class were helpful because McCallister broke them down into plain English and real-world examples.

The one place I varied from the study schedule was in the number of times I took the Exam Simulator. I took the Exam Simulator Practice Test 36 times and monitored my Pass Probability. Once I had my Pass Probability at 90%, I felt I was ready.

Arthur Priddy, Farmers Insurance. Jackson, Tennessee