Series 66: Other Provisions

Taken from our Series 66 Online Guide

Other Provisions

The Uniform Securities Act outlines a number of other administrative rules regarding the role of the Administrator’s office. The biggest of these is the rules surrounding a “final order,” when the Administrator decides what final action to take on an initial order that was previously issued. Essentially, this is the finished product after an investigation and, possibly, a hearing have been completed. In the fina

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The Solomon Series 66 prep material was very comprehensive and practice quizzes and exams helped a great deal to gauge my likelihood of passing the exam

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