Series 66: Registration Of Securities

Taken from our Series 66 Online Guide

Registration of Securities

Just as with investment advisers, agents, and the other professionals discussed so far, securities must be registered with the state securities Administrator and a fee must be paid. Securities are potentially exempt from state registration if they are re

+ Read More

More Series 66 Info

What are people saying?

Create an Account

Since you're reading about Series 66: Registration Of Securities, you might also be interested in:

Series 50 - Investment Contracts

Series 66 - Commissions and Fees

Series 24 - Asset-Backed Securities

Series 27 - Annual Financial Statements

Series 24 - Public Appearances

Series 79 - Example Balance Sheets

Series 6 - 8.1. Types of Trading Accounts

Series 50 - Role of Creditors

Series 7 - 3.6.32. Rule G-33—Accrued Interest Calculations

Series 50 - Alternative Minimum Tax

SIE - Chapter 2 Practice Question Answers

Series 82 - Economic, Social, and Political Risk

Series 3 - 3.1. Foreign Exchange Futures

Series 63 - Special Subscription Form

Series 66 - Maturity Structure

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Hi Jeremy & Karen, I just passed my 66 today! I'm so thrilled! I had an interruption of my studies a few weeks back due to some distracting issues, but I got back on track, focused hard on the book, the practice quizzes and exams, and I made it! I'm a true believer in the value of your study materials. I'd recommend your firm's materials to anyone that wants to pass the first time they take these really challenging exams. Now I've got my Series 7 and my Series 66, and I did it with the terrific support of this Exam Prep. Thank you for these great study materials.

Howard Silverberg

Thank You. Thank You. Thank You. Having the audio, video lectures (with the printable power-point!) and exam simulator in addition to the book really engages you in the material. It becomes a game! I passed the 66 with an 84%.

Colleen Shelly, PNC Investments, Cleveland, OH

Very excited to pass the Series 66! The Solomon practice exams were very helpful to understand the concepts and fundamentals of the questions. I would highly recommend Solomon Exam Prep for all FINRA exams. Make sure to have a good grasp on agent registration and suitability when taking the 66. Thank you Solomon!

Blake Rossman, TrueWealth. Bellevue, WA

Thanks to you guys, I passed my Series 7 the first time around on Tuesday the 21st. The information given was not only accurate but easy to absorb due to the way the material was set up in your course. I will back to study the Series 66 with you.

Albert Jose, AXA Advisors, Menifee, CA

Karen and Team Solomon, thank you so much for all your support. Your Series 7 program was easy to understand. The "Ask the Professor" was invaluable for the Series 66. You are the program of choice for our office.

Kirk, PA

The Solomon Series 66 prep material was very comprehensive and practice quizzes and exams helped a great deal to gauge my likelihood of passing the exam

Florence Isaac Chicago, IL