Series 66: Risk

Taken from our Series 66 Online Guide

Risk

No one single subject occupies the minds of most investors like the potential to gain or lose money. Likewise, no one issue lands more financial advisers in hot water than clients who lose money that they didn’t expect to lose. In the end, understanding the risks that go along with each unique investment and explaining those risks clearly to clients is one of an adviser’s core responsibil

+ Read More

More Series 66 Info

What are people saying?

Create an Account

Since you're reading about Series 66: Risk, you might also be interested in:

Series 52 - Part One

Series 3 - Exercise

Series 82 - 3.6.4. Five-Year Records

Series 6 - 6.3.3.1. Variable Universal Life Insurance

SIE - SIPC Customer Accounts

Series 52 - Chapter Seven

Series 51 - Purpose of SIPC

Series 65 - Fiduciary Responsibility

Series 66 - Exercise

Series 24 - 5.11.4.5. Coupon Bonds

Series 7 - 18.1.2. Securities Exchange Act of 1934

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Solomon exam prep materials are the best! I have passed the SIE, Series 7, and Series 66 in less than 12 months using their materials. Their products are fantastic! The practice exams are excellent, and the probability calculator is spot on. I followed the provided customized study plan and took practice exams (over 20 lol) until my probability calculator was in the green (indicating a higher probability of passing) and the rest is history. There are no shortcuts. You must put in the work and stay disciplined, but the Solomon program WORKS and I would HIGHLY RECOMMEND them to anyone looking for amazing, comprehensive study materials to prepare for industry examinations.

Brandon Collins, Benchmark. Memphis, TN

I passed my Series 66, 1st try. Your audiobook was the game changer for me. Thank you!

S Stephens, Merrill Lynch. Orlando, FL

I could not have passed [the Series 66] without your very comprehensive program. Thanks!

Arthur Almassy, Scottsdale, AZ

Thanks to you guys, I passed my Series 7 the first time around on Tuesday the 21st. The information given was not only accurate but easy to absorb due to the way the material was set up in your course. I will back to study the Series 66 with you.

Albert Jose, AXA Advisors, Menifee, CA

I just passed the Series 66 exam and found that the Solomon Exam Prep materials are the way to go when preparing for this exam. The advice given from the get-go is spot on; if you think you can cram for this course, forget it. Use the materials as advised and you'll do well. The format of the practice exams closely simulate the way the questions are presented on the test itself. I had 2 prep materials, Solomon's and another and I honestly believe Solomon's was the one that helped the most.

Julio Revuelta, Wealth Management Firm, Miami, FL

I passed the Series 66 exam with an 83 this morning! I wanted to personally thank you for all the help you have given me. Your method of presenting the information needed to pass these exams is outstanding (I only had two weeks to study). In the future I wouldn't even consider using another resource to tackle the preparation for a Series exam. Moving forward in my career I will be sure to pass this information on to friends and colleagues without hesitation.

Michael F. Lee, Jr. Hatteras Funds, Raleigh, NC