Series 26: Appeals

Taken from our Series 26 Online Guide

Appeals

Within 25 days after a decision has been made, a respondent, the Department of Enforcement, or the Department of Market Regulation may file a written notice of appeal with the NAC, which will appoint a subcommittee to hear the appeal. Based on oral arguments, the record on review, and any new evidence that may be entered, the subcommittee will send a re

+ Read More

More Series 26 Info

What are people saying?

Create an Account

Since you're reading about Series 26: Appeals, you might also be interested in:

Series 65 - 10.9.5. Soft-Dollar Arrangements

Series 52 - 7.3.4. Credit Spreads

Series 53 - Exercise

SIE - Insider Trading Penalties

Series 66 - Theories of Portfolio Management

Series 6 - 6.3.4. Insurance Loans

Series 53 - Definitions

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I am so glad I used the Solomon prep information for my series 26. The simulator is awesome and helped me the most in having success in passing exam. I strongly recommend the materials for anyone taking the 26. Thanks Rosie!

Dan Smoot

I just passed my Series 26, Principal license. Thank you Solomon, the content was great and the exam simulator was the perfect tool to get this passed!

Greg Fierle, American Fidelity. Springboro, OH

I was having a tough time with the series 26 material. It had been 10 years since I had last studied for a test. I used other material of some big name companies that did not help me to understand what the test was asking. I purchased the Question bank from Solomon and I truly believe it is one of the reasons I was able to power through the exam. The questions were more challenging then the actual test itself which really helped me when it came to crunch time.

Ryan Schlagenhauf, Prudential, Shelton, CT

I used Solomon to study for the 26 and most recently the 24. The material is layered in way that makes it manageable to digest and the instructor response time and explanations are outstanding. I passed both on the first attempt!

Gus Velleco, Allstate, Charleston, SC

I took a job which required me to pass the SIE, Series 6, Series 63 and Series 26. Understandably this was a pretty tall task, but the Solomon Exam Prep materials made it incredibly easy. I appreciated how well all of the material was laid out for all four tests. I stuck to the study plans that were included in the resources and passed all four tests on the first try. This was a stressful time in my life, but Solomon got me through it! I would highly recommend Solomon to anyone who is looking to become licensed. Part of my new job is managing other licensed individuals and I recently hired two employees who are now required to be licensed. I reached out to Solomon for a demo of their Admin Portal and it is wonderfully comprehensive. It allows me to track my employees progress without having to reach out and be too invasive. Excellent all around!

Stephen Carbaugh, StanCorp Equities, Inc. Portland, OR

Just passed the Series 26! As a new mom, I relied heavily on the Audiobooks and being able to read or test on my iPad whenever I could. The material was accurate and I felt well-prepared after following the suggested study schedule.

Usha Sharma, Transamerica, West Covina, CA