Series 26: SEC Registration

Taken from our Series 26 Online Guide

SEC Registration

As a first step to registration with the SEC, the applicant must deposit funds into a general account with FINRA’s Central Registration Depository, from which application fees and other fees will be drawn. The Central Registration Depository (CRD) is an automated database, similar to the IARD, that stores and maintains information on registered securities and on brokerage firms and their registered employees.

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