Series 63: Special Subscription Form

Taken from our Series 63 Online Guide

Special Subscription Form

The Administrator may require that securities registered by qualification or coordination be sold using a specific form called a subscription or sale contract form. The Administrator may also require that a signed form of each contract be filed with the Administrator and retained up to three years.

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I ordered the Series 63 material on 10/4 and sat for my exam today 10/15 and I passed....the exams are more challenging then the other vendors I used. This cleary helped me pass the exam. I'm about to order the 65 material

David Lewis, White Plains, NY

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