Series 63: Types Of Registration

Taken from our Series 63 Online Guide

Types of Registration

The actual registration process itself varies slightly depending on the nature of the security being registered, previous registrations in other jurisdictions, etc. The three registration methods are:

1. Registration by Qualification
2. Registration by Coordination
3. Registration by Filing

Federal cover

+ Read More

More Series 63 Info

What are people saying?

Create an Account

Since you're reading about Series 63: Types Of Registration, you might also be interested in:

Series 24 - 4.1.9. Communications Guidelines: Pre-Filing Period

Series 24 - Face-Amount Certificate Companies

Series 65 - Broker-Dealer and Agent Commissions

Series 22 - Corporate Resolutions

Series 66 - Exercise

Series 82 - Exempt Classes of Securities Under the 1933 Securities Act

Series 65 - Fraud

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Ok guys, there was ONE problem with the Series 63 study material that I purchased from you. The problem is that I should have purchased it sooner!!

Keith Kozubal, Englewood, CO

Your team did it again. I passed my 63 today, less than two weeks after the 82!!! Your study system is perfect, and your practice questions do an amazing job preparing for the exam. If you're not an investment advisor, feel free to use this testimonial on your website!!!!

Jonathan Livi, Uber Capital Group, Great Neck, NY

I thought you might appreciate knowing that I passed the test with a 90 today. Thanks again for all the help and good quality material that your company has. I am very glad to have used your materials and will certainly refer others to Solomon Exam Prep. (Series 6 & 63)

Matthew Baird, Gloversville, NY

Solomon, You all are the best. I wanted to let you know....Your classes are great! You explain the material so well. I had taken the Series 6 with another company and only passed by one point! I took the course with the same company for the Series 63 and missed it by one point! Needless to say, I was a little upset. I decided to start from scratch and did it with Solomon. I passed the Series 63 with a 82%. Thanks! I am preparing to take the Series 65 and will use Solomon too. You all are great!!!

Jenee S.

I ordered the Series 63 material on 10/4 and sat for my exam today 10/15 and I passed....the exams are more challenging then the other vendors I used. This cleary helped me pass the exam. I'm about to order the 65 material

David Lewis, White Plains, NY

I passed the 63 and 65 the practice questions are much more difficult than the actual exam. I would recommend this program to anyone who needs to be challenged and wants to pass the first time out.

David Lewis, Northwestern Mutual, New York, NY

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

Series 63: Types Of Registration

Taken from our Series 63 Online Guide

Types of Registration

Since you're reading about Series 63: Types Of Registration, you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →