Series 65: Transfer Of Preferred Stock

Taken from our Series 65 Online Guide

Transfer of Preferred Stock

Preferred stocks trade in the secondary market, but price fluctuations are caused by changing interest rates rather than increases and decreases in company earnings. As with bonds, preferred stock appreciates in value with falling interest rates and decreases with rising interest rates. When interest rates

+ Read More

More Series 65 Info

What are people saying?

Create an Account

Since you're reading about Series 65: Transfer Of Preferred Stock, you might also be interested in:

Series 79 - Bona Fide Purchases

Series 53 - Syndicate Advertisement Standards

Series 63 - Recommending Securities the Professional Trades In

Series 65 - 7.1.1 Secondary Market Components

Series 52 - 9.2.5. Minimum Denomination for Trades

Series 27 - Minimum Maintenance Requirement

Series 65 - 4.5.5.1.2.1. High-Risk DPPs

Series 53 - Rule G-7—Information About Associated Persons

Series 24 - Series 24 Online Guide

Series 7 - 12.7.3 Intrastate Exemptions: Rule 147

Series 51 - Local Government Investment Pools (LGIPs)

Series 50 - Types of Refunding

Series 50 - Risk Associated with Products

SIE - 1.3.2.2. Right to Vote on Relevant Matters

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I passed the 63 and 65 the practice questions are much more difficult than the actual exam. I would recommend this program to anyone who needs to be challenged and wants to pass the first time out.

David Lewis, Northwestern Mutual, New York, NY

I began the process of studying for the Series 65 in October of 2013. I studied with two other exam prep companies. The result, a 70% each time.

Then, I bought Solomon’s Exam Prep 65. As I did with the other two, I went step by step, and when it said I was ready I sat for the exam! Boom! 80%, passing all four sections at once! So if you’re surfing the internet right now wondering who to go with….STOP….Solomon’s is the right choice for today’s professional to get the licensing you need done the first time, not the third!

Shad Johnson, The Mueller Companies, Canon City, CO

I am 73 years old and have been retired for 5 years. My fulfilling career of 38 years was mainly as a portfolio manager in a trust setting. A good friend of mine recently started an RIA and asked me to consider coming to work for him. Since I loved my job and retirement is boring in comparison, the decision to jump back in was rather easy. You know the old saying: if you love what you do, you will never work a day in your life. But yes, I must first pass Series 65. The study materials and whole program you have constructed are excellent. I read the phone-book sized reading materials and took many practice exams on the website. Just this morning I sat for the test and passed. Hooray!! I am convinced that your test preparation process made the exam seem easy. So I will recommend to anyone preparing for a securities exam to definitely consider getting your program. Thanks again for your outstanding program and guidance."

Rick Hinchberger Dover Advisors LLC

I had my licenses but I let them lapse after I sold my firm. Now we're starting a new firm and I needed a refresher and studied your book and used the exam simulator. I passed the Series 65 and your materials were a big help. Now I am back for the Series 7 and I want your book, audio book and exam simulator. Thanks for an excellent product.

Jason Luquire Pawleys Island, SC

I used you guys when I sat for the Series 7 two weeks prior and passed that bad boy too. The Solomon books are awesome and allowed me to pass these challenging exams [Series 65 and Series 7] the first time. Highly recommended. Thank you.

Jonathan Freehill, Houston, TX

I just wanted to let you know I took the Series 65(85), Series 63(90) and Series 7(90) and am pleased as can be with your guides and practice materials. Not only do they contain the facts that are needed to pass the exams, but are actually presented in a format that you are still interested and awake by the time you get there! Really brilliant instructions.

Michael, CPA, Registered Representative