Series 65: Risk

Taken from our Series 65 Online Guide

Risk

No one single subject occupies the minds of most investors like the potential to gain or lose money. Likewise, no one issue lands more financial advisers in hot water than clients who lose money that they didn’t expect to lose. In the end, understanding the risks that go along with each unique investment and explaining those risks clearly to clients is one of an adviser’s core responsibili

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I took the exam three days after we spoke. I had to drive 75 miles to the test center. I finished the exam in a little under two hours and did not want to second guess myself in changing any of my answers. Upon completion of the exam, and subsequent grading I saw a 65 on the screen and I couldn't believe I did so poorly. However, the 65 I saw stood for the Series 65 not my grade and several lines below was my grade which was an 87. Thus I passed with a minimum amount of study looking over your online exam simulator. The questions were very similar to your review questions and I am sure that a candidate who reviews your questions and understands the application will have no problem passing the exam. Thanks for a great product.

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