Series 24: Small Issues: Regulation A

Taken from our Series 24 Online Guide

Small Issues: Regulation A

As long as a business does not want to raise more than $5 million in equity over a one-year period, the business can raise money under a Regulation A exemption. Regulation A is open to non-reporting U.S. and Canadian issuers that have a legitimate business plan. Regulation A is not open to investment companies or disqualified issuers.

Under Regulation A, a business does not have to

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Just passed the Series 24 on my first attempt. Not an easy exam so put the time in. I used the Video Lectures and the Exam Simulator from Solomon. Great resources of information!

Shawn McClain, Natixis, Charlotte NC

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