Series 24: Selling Securities Before The Security Opens For Trading

Taken from our Series 24 Online Guide

Selling Securities Before the Security Opens for Trading

FINRA Rule 6130 prohibits a member or associated person from executing a transaction in an IPO security before the security opens for trading on the exchange. In other words, sales of the security cannot be executed until the security opens for trading.

+ Read More

More Series 24 Info

What are people saying?

Create an Account

Since you're reading about Series 24: Selling Securities Before The Security Opens For Trading, you might also be interested in:

Series 82 - 1.1.1.1. Types of Public Securities Offerings

Series 65 - 7.2.1.3.2. Regulation SHO

Series 65 - 1.4.1.2. The Balance Sheet

Series 50 - Make-Whole Call

Series 66 - Capital Appreciation vs. Income Management

Series 6 - Exercise

Series 24 - Nasdaq and Alternative Display Function (ADF) Quotation Obligations

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I studied for the Series 24 for two and a half months. I thank God for his grace passed on the first attempt. The exam simulator is superb, it's projection of readiness to sit for an exam is spot on. All the feedback I received on how difficult the test was proved to be very helpful. As a result I over studied and followed the recommended study plan step by step which was key. Thanks again Jeremy and team, Solomon exam prep is the best ;)

Nikita Brown, BMI. Atlanta, GA

I just took the Series 24 and passed with an 80%. I couldn't have done it without the Solomon test simulator.

Joseph Shapiro, Edward Jones Investments, St. Louis, MO

I was very impressed with all elements of Solomon's Series 24 offerings. Solomon provided an incredibly organized system for me to utilize, which kept me "on point" and focused. I felt good confidence going into the test because of the structured system that Solomon developed. I would certainly recommend Solomon to anyone that is taking the Series 24.

William Bundy, Bundy Group. Charlotte, NC

I was very apprehensive about the Series 24 exam prior to taking it. Everyone I knew who had taken it informed me that it was an incredibly difficult test, with questions that were meant to trick you. After following Solomon's six week study outline and making flashcards for my weakest areas, I was averaging in the high 80s on the Solomon practice exams. That gave me the confidence I needed to walk into the test center feeling prepared, and the knowledge I needed to walk out of the test center having scored an 88. I am now recommending the Solomon Series 24 materials to everyone at the office!

Janie Richards, Austin, Texas

Janie Richards, Austin, TX

I would like to say that Solomon test prep had the most varied and comprehensive test bank I have seen. The questions ranged in difficulty and the answer feedback was so detailed, that I felt that I was mastering concepts rather than trying to pin down certain facts in a question just to get the 'one,' answer. I saw many iterations of the sample examinations, and with the courage to keep clicking next and learning, I passed with a score I'm more than happy to claim. Also, the staff are very responsive. I'll be coming back.

Neil, San Diego, CA