Series 24: Pre-filing Period

Taken from our Series 24 Online Guide

Pre-filing Period

The registration process can be divided into three periods. The pre-filing period is the period before the issuer files the registration statement with the SEC. During this period, the issuer will be drafting the registration statement (S-1, S-3, or S-4 forms), which will include a preliminary prospectus.

+ Read More

More Series 24 Info

What are people saying?

Create an Account

Since you're reading about Series 24: Pre-filing Period, you might also be interested in:

Series 79 - Chapter 13 Practice Questions

Series 65 - Exercise

Series 6 - 4.4.5. Settlement: Expiration, Liquidation, Exercise

Series 66 - 6.5.1. Buy and Sell Orders

Series 65 - 1.1.1. Economic Indicators

Series 66 - Cash Flow Statement

Series 79 - Chapter 4 Practice Question Answers

Series 66 - Termination or Restriction of a Registration

Series 24 - Second Market: The Over-the-Counter Markets

Series 65 - Exercise

Series 24 - 1.2.3.4. State Registration

Series 7 - Exercise

Series 53 - Series 53 Online Guide

Series 53 - Acceptance of Delivery

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I would like to say that Solomon test prep had the most varied and comprehensive test bank I have seen. The questions ranged in difficulty and the answer feedback was so detailed, that I felt that I was mastering concepts rather than trying to pin down certain facts in a question just to get the 'one,' answer. I saw many iterations of the sample examinations, and with the courage to keep clicking next and learning, I passed with a score I'm more than happy to claim. Also, the staff are very responsive. I'll be coming back.

Neil, San Diego, CA

I studied for the Series 24 for two and a half months. I thank God for his grace passed on the first attempt. The exam simulator is superb, it's projection of readiness to sit for an exam is spot on. All the feedback I received on how difficult the test was proved to be very helpful. As a result I over studied and followed the recommended study plan step by step which was key. Thanks again Jeremy and team, Solomon exam prep is the best ;)

Nikita Brown, BMI. Atlanta, GA

Excited to say I passed the Series 24 the first time I sat for the exam. The course material and exam simulator were paramount in my preparation.

Ben Young, Berthel Fisher. Cedar Rapids, IA

I wanted to let you know I passed the exam [Series 24] this morning! The practice exams were invaluable. Thank you for your extra help and suggestions. I have recommended this to two of my co-workers who will be taking the Series 7 this year. I will say, the 24 was worded so tricky. And so much irrelevant info put into the questions. I had to write down pieces of the question to get the gist of what it was asking. Very purposfully confusing. But it's over and I'm thankful for your product. Thx again

Karmen Richards, Multi Financial Securities, Greensboro, NC

I would just like to say that Solomon’s customer service was excellent. The material was clear and easy to understand and I feel that it prepared me extremely well for my exam. I found the study outline to be the most helpful in keeping me on track. I would definitely refer the material to anyone taking the Series 24. Thank you to the Solomon team for helping me pass my 24!

Tamaqua Roland, Philadelphia, PA

Just passed the Series 24 on my first attempt. Not an easy exam so put the time in. I used the Video Lectures and the Exam Simulator from Solomon. Great resources of information!

Shawn McClain, Natixis, Charlotte NC