Series 24: Privacy Notice– Regulation S-P

Taken from our Series 24 Online Guide

Privacy Notice– Regulation S-P

In 1999, the Gramm-Leach-Bliley Act allowed commercial banks, investment banks, and insurance companies to combine into one large conglomerate enterprise. Because this combination into a larger firm raised the possibility of one part of the company sharing customers’ private information with other parts of the firm, the Act included requirements that the SEC create a se

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