Series 24: Permissible Use Of Customers’ Securities

Taken from our Series 24 Online Guide

Permissible Use of Customers’ Securities

A firm cannot lend a customer’s securities to itself or others without first obtaining the customer’s written authorization. Customer accounts with fully paid or excess margin securities must be segregated in one of the following ways:

• Physical segregation of securities with a separate list showing ow

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I passed the 24 the first time with the help of the Solomon materials. The online course and the exams really helped focus in and clarify what was important. I've recommended them to all of my colleagues!

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