Series 24: Restrictive Agreements

Taken from our Series 24 Online Guide

Restrictive Agreements

FINRA may impose Restrictive Agreements on an applicant, which will limit the scope of a member firm’s business activity. Such agreements are employed in those rare instances where FINRA believes that such restrictions will correct an applicant’s failure to meet its admission

+ Read More

More Series 24 Info

What are people saying?

Create an Account

Since you're reading about Series 24: Restrictive Agreements, you might also be interested in:

Series 65 - 1.4.1.1.2. Operating Profit (EBIT)

Series 14 - 8.3. Regulation Best Interest

Series 7 - 15.3.1. Lender’s Privileges and Rights of Shorted Stock

Series 53 - SEC Reasonable Basis Standard

Series 27 - Combined Positions in Margin Accounts

Series 66 - Types of Mutual Funds

Series 66 - 3.6 Annuities

Series 99 - 3.3.3.1 Anti–Money Laundering (AML) Compliance Program

Series 3 - 6.3.2. Time Orders

Series 7 - 1.2.2.8 Right to Sue for Wrongful Acts

Series 50 - Federal Securities Laws

Series 53 - Position Trading

Series 6 - Introduction

Series 65 - Federal vs. State Registration for IAs

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

3rd time is a charm and it took Solomon to do it. None of the other materials in my first two attempts were strong enough to enable me to reason my way to the correct answers. Solomon's angle on this material was closest to the actual test and was the reason I got there.

As an aside, the ongoing personal help was very surprising and commendable. Thank you, Solomon!

Jason Bowen, Southington, CT

I stuck to the outline day by day and it really helped me with sticking to a routine and curriculum. I passed the Series 24 on my 1st try! Would definitely recommend this to anyone in the Securities Industry.

Rima Mehta, PNC Investments, Charlotte, NC

I would like to say that Solomon test prep had the most varied and comprehensive test bank I have seen. The questions ranged in difficulty and the answer feedback was so detailed, that I felt that I was mastering concepts rather than trying to pin down certain facts in a question just to get the 'one,' answer. I saw many iterations of the sample examinations, and with the courage to keep clicking next and learning, I passed with a score I'm more than happy to claim. Also, the staff are very responsive. I'll be coming back.

Neil, San Diego, CA

I took another vendors 24 course but it did not compare to how Solomon Exam Prep for Series 24 prepared me. The material and practice exams, especially the timed exams, were broken up by sections, similar to the FINRA Exam. This really helped in allowing me to understand which section(s) I needed to spend more time on/hit harder. Thank you Solomon!!!

Jim Ruckman, Mass Mutual

I originally started studying for the series 24 with Test Teachers... After being frustrated with confusing material, out of date information, contradicting questions/answer/study guides, I bought Solomon's practice exams... After one test, two things became clear: I was grossly unprepared for the exam The material, though difficult, didn't have to be taught in such a confusing manner.I passed the 24 on the fist time because of the quality of the practice exams from Solomon. Thank you! Putting it another way...If you are using anyone else to study, you owe it to yourself and your efforts to buy the practice exams from Solomon to get a true judge of your studying efforts.

Will, Bainbridge Island, WA

I would just like to say that Solomon’s customer service was excellent. The material was clear and easy to understand and I feel that it prepared me extremely well for my exam. I found the study outline to be the most helpful in keeping me on track. I would definitely refer the material to anyone taking the Series 24. Thank you to the Solomon team for helping me pass my 24!

Tamaqua Roland, Philadelphia, PA