Series 63: Recommending Securities The Professional Trades In

Taken from our Series 63 Online Guide

Recommending Securities the Professional Trades In

Anytime an investment adviser recommends a security that he or she owns, the adviser must disclose this to the client. Advisers must also disclose if they are acting against the recommendations they provide to clients. This limits unethical professionals’ abilities to drive up or down the price of an investment by telling their clients to buy or sell, and then doing the opposite themselves.

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Hard to believe but I never learned any English and with the help of Solomon exam prep I was able to pass the 82 and 63.

I’m so thankful to God.

Shulem Kahana, Eastern Union Funding, New York, NY

After studying hard for the series 63 using materials provided by another vendor for our firm scoring mid to high 90s on practice exams I really thought I had it! WRONG! scored 67% on the actual exam...after reading reviews and testimonials decided to purchase series 63 online exam simulator and book....and wow the read is so much easier and in plain level english !! Im definitely not a fan of reading but the Solomon material is easy and enjoyable to read and the exam simulator is the key to success! i passed my Series 63 with confidence today! unfortunately i dont know my score...finra's new annoyance is they dont tell you the %..just pass.....anyways ill be back in the future!

Pete Gill, Yuba City, CA

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Shawn Sullivan Charlestowne Securities Darien, CT

I just passed the Series 63 after failed in the first attempt as of January. I had studied with another vendor and after some research, I decided to buy Solomon material. I felt very comfortable with the material since English is my second language. And due to the type of the exam, this was very important. It took me time to make the decision for the 2nd attempt but Karen was important to support and she convinced me. I felt very comfortable till question number 20, after that a bit stressful but be sure that you will know the subjects. Thanks Solomon!!!

Ariel Barroso, MCM. Miami, FL

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Alex Coyne, Northwestern Mutual. Pensacola, FL

Between September 18 and December 3, I took exams for the Series 62, 63, 6 and 24. I studied for everything with Solomon, and passed them all on the first try. Solomon’s interactive/Ask the Professor teaching method was extremely helpful in grasping the necessary concepts. What a relief to be done. Thanks, Karen!

Karen H, Dalkeith Group, High Falls, NY