Series 63: Termination Of A Securities Registration

Taken from our Series 63 Online Guide

Termination of a Securities Registration

As previously mentioned, a securities registration is effective for one year from its effective date (or potentially longer, if a non-exempt offering lasts for more than a year). A securities registration m

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Series 63: Termination Of A Securities Registration

Taken from our Series 63 Online Guide

Termination of a Securities Registration

Since you're reading about Series 63: Termination Of A Securities Registration, you might also be interested in:

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