Series 24: Financial Industry Regulatory Authority (FINRA)

Taken from our Series 24 Online Guide

Financial Industry Regulatory Authority (FINRA)

The securities exchanges and over-the-counter markets are self-regulated. They are allowed to devise their own set of rules, as long as they comply with regulatory law and with guidelines established by the Securities and Exchange Commission (SEC). For over 70 years, these distinct markets have been led s

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Taking the Series 24 class with Karen Solomon this week helped reinforce the data that I learned, and I passed my exam! The material was thorough and the exam simulator was an excellent tool to test your knowledge. Thank you Karen!

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