Series 65: Suspicious Activity Report (SAR)

Taken from our Series 65 - NASAA Uniform Investment Advisor Law Exam

Definition of the term Suspicious Activity Report (SAR)...

a document that financial institutions must file with FinCEN to report any suspicious activity that might indicate money laundering or fraud.

Since you're reading about Series 65: Suspicious Activity Report (SAR), you might also be interested in:

Solomon Exam Prep Study Materials for the Series 65
Please Enable Javascript
to view this content!