Series 7: Retail Communication

Taken from our Series 7 - General Securities Representative Exam

Definition of the term Retail Communication...

any written communication that will be distributed or made available to more than 25 retail investors within any 30-calendar-day period.

Since you're reading about Series 7: Retail Communication, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 7
Please Enable Javascript
to view this content!