Series 79: Regulation D

Taken from our FINRA Investment Banking Exam

Definition of the term Regulation D...

a set of SEC rules that allows private placements that meet certain restrictions of offering size or number and type of investor to avoid the standard registration process.

Since you're reading about Series 79: Regulation D, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 79
Please Enable Javascript
to view this content!