Series 65: Red Herring

Taken from our Series 65 - NASAA Uniform Investment Advisor Law Exam

Definition of the term Red Herring...

the first draft of an offer to sell securities that describes its characteristics, except for price, delivered as part of the registration statement to the SEC and used to attract potential investors. Also called a preliminary prospectus.

+ Read More

More Series 65 Info

What are people saying?

Create an Account

We have an excellent Audiobook for the Series 65!

Since you're reading about Series 65: Red Herring, you might also be interested in:

Series 28 - branch office

Series 7 - growth stocks

Series 65 - expansionary monetary policy

Series 66 - redemption date

SIE - Treasuries

Series 26 - life with period certain

Series 79 - large cap companies

Series 22 - intangible assets

Series 27 - 5% Policy

Series 82 - publicly traded REITs

Series 52 - Suspicious Activity Report (SAR)

Series 63 - notice filing

Series 6 - research and development

Series 79 - equity contribution

Series 52 - liquidity

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Thank you Solomon, 87% on the series 65. I thought I was nervous showing up to the exam, but the material was well above par. thanks again

Matt Callahan

Awesome customer service and material. Will definitely be a returning customer

Michael, MM Financial Planning. New York, NY

The Series 65 was a tough exam, but thanks to Solomon I passed at the first attempt. The Solomon Exam Prep Course covered every single aspect in detail. The material was not only important to pass the exam, but it is extremely helpful in the job as investment adviser representative.

Isabel Fliss CoreCap Advisors Southfield, MI

I passed the Series 65 on the first try and I would absolutely give credit to this tool. We all learn in vastly different ways, so having the options available for a study guide, audiobook, video training, flash cards, practice tests - and ALL of the other resources available was critical to my success. I've been out of school for over a decade and remembering HOW to study was hard. I'm so glad I had all of these options.

Ashley Dunning, Inspire Investing. Kansas City, MO

I recently passed the Series 65 exam, really recommend this study material. I used other vendors before with no success; this is the best in the market. Thanks so much!

Mauricio Reyes. Boca Raton, FL

I finally passed the Series 65! I’m writing today to send you a very sincere Thank you for all the professional support and emotional guidance you have provided. I was emotionally beat up and almost ready to give in on my endeavor of passing the Series 65 and becoming an Investment Advisor Firm. After becoming unemployed and having a tremendous time focusing on the study material, you provided additional months and material access for no additional Fee! You also mentioned I should be able to teach the material and then I’ll be ready for the exam. By the gracious caring and professional sharing of your wisdom, it provided me to find my path to passing the Series 65! The three items that really helped was to Study like I’m going to teach it, memorizing and learn by over studying, and getting plenty of sleep and rest. Thank you to you, your family, and pro team for all you have done. I am very blessed and humbled to have met you all in this challenging time of my life. Happy Holidays, and Have a Safe and Happy New Year!

Michael Jones. Kansas City, MO